Exhibit 4.1(a)
Broadband Maritime Inc.
Capitalization Table Pre Merger (Giving Effect to Second Tranche)
Accrued
Dividends
on Total % of
Preferred Total Total Common as Total Warrants / $.02 Fully
Stock Class A Common converted Common Options Warrants diluted %
- ------------------------- ---------- --------- ----------- ------------- ------- ----------- ------------ -------------- -------
Preferred
AIGH 6,071 187,715 193,786,009 13.31% 71,969,502 21,888,002 287,643,513 11.94%
Globis 3,151 93,990 97,140,628 6.67% 36,035,407 10,959,407 144,135,442 5.98%
Other holders 26,891 790,315 817,206,552 56.14% 303,005,091 92,152,591 1,212,364,234 50.31%
Other New and/or
Existing Investors 250,000 250,000,000 17.17% 125,000,000 375,000,000 15.56%
Common Shares -
Globis Capital 52,914,300 52,914,300 3.63% 26,457,150 79,371,450 3.29%
Other Common Stockholders 44,697,797 44,697,797 3.07% 22,348,899 67,046,696 2.78%
- ------------------------- ---------- --------- ----------- ------------- ------- ----------- ------------ -------------- -------
Total Shares Outstanding 36,113 1,322,020 97,612,097 1,455,745,286 100.00% 2,165,561,335
- ------------------------- ---------- --------- ----------- ------------- ------- ----------- ------------ -------------- -------
Options and warrant to
purchase Common Shares
Employee options -
vested 4,290,357 4,290,357 0.18%
Employee options -
not vested 17,950,200 17,950,200 0.74%
Director options -
vested 9,073,254 9,073,254 0.38%
Director options -
not vested 25,869,762 25,869,762 1.07%
Finder options 1,283,109 1,283,109 0.05%
2005 Bridge warrants 5,625,000 5,625,000 0.23%
Founder performance
options 151,600,950 151,600,950 6.29%
Options available in
pool (Unissued) 28,407,303 28,407,303 1.18%
- ------------------------- ---------- --------- ----------- ------------- ------- ----------- ------------ -------------- -------
Total 36,113 1,322,020 97,612,097 1,455,745,286 703,915,984 250,000,000 2,409,661,270 100%
- ------------------------- ---------- --------- ----------- ------------- ------- ----------- ------------ -------------- -------
Total Fully Diluted and
Converted Common Shares 2,409,661,270
- ------------------------- ---------- --------- ----------- ------------- ------- ----------- ------------ -------------- -------
BBM Holdings, Inc. f/k/a Prime Resource, Inc.
Capitalization Table Post Merger
% of
Total Total Warrants / $.02 fully
Common Common Options Warrants diluted %
- -------------------------------------- ---------- ------ ------------ -------------- ----------- --------
COMMON
AIGH 3,253,685 12.56% 1,208,375 367,502 4,829,561 11.35%
Globis 1,631,000 6.30% 605,038 184,009 2,420,047 5.69%
Other Pre-Merger Broadband
Maritime Preferred stockholders 13,720,974 52.98% 5,087,484 1,547,251 20,355,708 47.82%
Other New and/or Existing
Investors 4,197,523 16.21% 2,098,762 6,296,285 14.79%
Globis Capital 888,436 3.43% 444,218 1,332,654 3.13%
Other Pre-Merger Broadband
Maritime common stockholders 750,480 2.90% 375,240 1,125,720 2.64%
Pre-Merger Prime Resource
common stockholders 1,454,090 5.62% 1,454,090 3.42%
Total Common Shares Outstanding 25,896,188 100%
Options and warrant to purchase
Common Shares
Employee options - vested 72,035 72,035 0.17%
Employee options - not vested 301,386 301,386 0.71%
Director options - vested 152,341 152,341 0.36%
Director options - not vested 434,356 434,356 1.02%
Finder options 21,544 21,544 0.05%
2005 Bridge warrants 94,444 94,444 0.22%
Founder performance options 2,545,394 2,545,394 5.98%
Options available in pool (Unissued) 476,961 476,961 1.12%
Griffin Securities Warrants 650,883 650,883 1.53%
- -------------------------------------- ---------- ------ ------------ -------------- ----------- --------
Total 25,896,188 12,469,698 4,197,523 42,563,409 100.00%
- -------------------------------------- ---------- ------ ------------ -------------- ----------- --------
PREFERRED
Pre-Merger Prime Resource
Series A Preferred stockholders 1,454,090 100%
- -------------------------------------- ---------- ------ ------------ -------------- ----------- --------
Total 1,454,090 100%
- -------------------------------------- ---------- ------ ------------ -------------- ----------- --------