UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

 

FORM 8-K/A

(Amendment No. 2)

 

 

 

Current Report
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934

 

Date of report (Date of earliest event reported): July 12, 2019

 

NeuBase Therapeutics, Inc.
(Exact Name of Registrant as Specified in Its Charter)

 

Delaware

 

001-35963

 

46-5622433

(State or Other Jurisdiction
of Incorporation)
  (Commission
File Number)
  (I.R.S. Employer
Identification No.)

 

700 Technology Drive, Pittsburgh, PA 15219
(Address of Principal Executive Offices) (Zip Code)

 

  (646) 450-1790  
(Registrant's Telephone Number, Including Area Code)

 

  N/A  
(Former Name or Former Address, if Changed Since
Last Report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

¨Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
¨Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
¨Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
¨Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class Trading Symbol(s) Name of each exchange on which registered
Common Stock, par value $0.0001 per share NBSE The Nasdaq Stock Market LLC

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR § 230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR § 240.12b-2).

 

Emerging growth company ¨

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨

 

 

 

 

Explanatory Note

 

On July 12, 2019, NeuBase Therapeutics, Inc. (the “Company”) filed a Current Report on Form 8-K (the “Original Form 8-K”) with the Securities and Exchange Commission reporting, among other things, that on July 12, 2019, the Company, formerly known as Ohr Pharmaceutical, Inc. (“Ohr”), completed its business combination with a Delaware corporation that was previously known as “NeuBase Therapeutics, Inc.” (“Private NeuBase”). The Original Form 8-K was amended by Amendment No. 1 on Current Report on Form 8-K/A, filed on July 17, 2019 (“Amendment No. 1” and, together with the Original Form 8-K, the “Prior Form 8-K”), to, among other things, report certain historical interim financial statements of Private NeuBase. This Amendment No. 2 on Current Report on Form 8-K/A (this “Amendment No. 2”) amends the Prior Form 8-K to restate the unaudited interim financial statements of Private NeuBase as of and for the three months ended December 31, 2018 and the three and six months ended March 31, 2019.

 

This Amendment No. 2 does not otherwise update the disclosures set forth in the Prior Form 8-K and does not otherwise reflect events occurring after the original filing of the Original Form 8-K or Amendment No. 1, as applicable.

 

Item 9.01Financial Statements and Exhibits.

 

(a) Financial Statements of Business Acquired

 

The unaudited interim financial statements of Private NeuBase as of and for the three months ended December 31, 2018 and for the three and six months ended March 31, 2019 are filed as Exhibit 99.2 and are incorporated by reference herein.

 

(d) Exhibits

 

Exhibit No.   Description
99.2   Unaudited interim financial statements of Private NeuBase as of and for the three months ended December 31, 2018 and for the three and six months ended March 31, 2019

 

 

 

 

SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

  NEUBASE THERAPEUTICS, INC.
(Registrant)
     
     
Date: March 26, 2020 By: /s/ Sam Backenroth
   

Sam Backenroth

    Chief Financial Officer