SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES


Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Symetryx Corp
(Last) (First) (Middle)
2828 BATHURST ST #400
(Street)
TORONTO A6 M6B3A7
(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
08/23/2023 		3. Issuer Name and Ticker or Trading Symbol
NeuBase Therapeutics, Inc. [ NBSE ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director X 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
09/01/2023
6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
X Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock, Par Value $0.0001 per Share 109,508(1) D
Common Stock, Par Value $0.0001 per Share 80,973(2) D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
1. Name and Address of Reporting Person*
Symetryx Corp
(Last) (First) (Middle)
2828 BATHURST ST #400
(Street)
TORONTO A6 M6B3A7
(City) (State) (Zip)
1. Name and Address of Reporting Person*
Shiff Barry
(Last) (First) (Middle)
461 LYTTON BLVD.
(Street)
TORONTO A6 M5N 1S5
(City) (State) (Zip)
1. Name and Address of Reporting Person*
Shiff Aleta
(Last) (First) (Middle)
461 LYTTON BLVD.
(Street)
TORONTO A6 M5N 1S5
(City) (State) (Zip)
Explanation of Responses:
1. The shares listed in Table I, Row 1, Column 3 are beneficially owned by Barry Shiff, an individual through two retirement accounts. On the original Form 3 filed September 1, 2023, these shares were reported based on the beneficial ownership of each of the two separate retirement accounts, without reporting a CIK or CCC number for Mr. Shiff.
2. The shares listed in Table I, Row 2, Column 3 are beneficially owned by Aleta Shiff, an individual through two retirement accounts. On the original Form 3 filed September 1, 2023, these shares were reported based on the beneficial ownership of each of the two separate retirement accounts, without reporting a CIK or CCC number for Ms. Shiff.
Barry Shiff 09/12/2023
Aleta Shiff 09/12/2023
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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